Written by John Lafferty
Read time: 3 minutes
In response to my post on “What is the Difference between the EN and ISO versions of 14971:2019 Part 2?” I received the following query from a reader; “Where does it say in the MDR/IVDR that benefit-risk analysis is required for individual risks?”
MDR/IVDR must be interpreted as requiring benefit-risk analysis for Individual Risks:
This post sets out the rationale as to why the MDR/IVDR must be interpreted as requiring benefit-risk analysis for Individual Risks (in addition to the requirement for an overall benefit-risk analysis). Indeed benefit-risk analysis of individual risks was already a requirement for Medical Devices sold in the European Union under the Medical Devices Regulation as shown below.
6 Reasons why Individual Risks require Benefit-Risk Analysis under the EU MDR/IVDR:
- EU MDR/IVDR 2017/745 Annex 1 General Safety and Performance Requirement (GSPR) No. 1 states ‘…. provided that any risks which may be associated with their use [the use of Medical Devices] constitute acceptable risks when weighed against the benefits’. The inclusion of the word ‘any’ indicates that each risk must be outweighed by the benefits otherwise the word ‘any’ would have been omitted.
- EU MDR/IVDR 2017/745 Annex 1 GSPR No. 4. states ‘To reduce risks, Manufacturers shall manage risks so that the residual risk associated with each hazard as well as the overall residual risk is judged acceptable’. We know from GSPR No. 1 that risks can only be considered ‘acceptable risks when weighed against the benefits’; therefore, it follows from GSPR No. 4 that each risk must be weighed against the benefits’
- EU MDR/IVDR 2017/745 Annex 1 GSPR No. 2 states ‘The requirement in this Annex to reduce risks as far as possible means the reduction of risks as far as possible without adversely affecting the benefit-risk ratio’. This statement has the implication that each individual risk must be outweighed by the benefits directly related to that risk. If the risk is not outweighed by the benefits directly related to that risk, then the risk should be eliminated where possible (or reduced as far as possible) even if this means foregoing the associated benefits, as to do so will improve the benefit-risk ratio. For example; if we have a device with a feature, the benefit of which is a reduction of one day in the average stay in hospital; however, the risk associated with that feature involves a high probability of death or serious injury to the patient, then clearly that risk cannot be justified by reference to the overall benefits of the device. Elimination of that feature and thus the elimination of the risk of death or serious injury would result in an average of one extra day spent in hospital whilst the patient would still receive all the other benefits arising from the use of the device.
- In many cases, of course, specific risks cannot be directly related to individual benefits, there may be a one-to-many, one-to-all, many-to-many or many to all relationship or vice-versa. In these cases, individual risks or benefits may be grouped as appropriate.
- The EU Medical Devices Directive 93/42/EEC (and updates) already requires that individual risks be outweighed by the benefits and that individual risks be included in Benefit-Risk analysis. This fact was clearly stated in Annex ZA of EN ISO 14971:2012 Content Deviation No.4: Discretion as to whether a risk-benefit analysis needs to take place. Paragraph C of Content Deviation No. 4 sates ‘Accordingly, the manufacturer must undertake the risk-benefit analysis for the individual risk and the overall risk-benefit analysis (weighing all risks combined against the benefit) in all cases.’
- In addition, EU MDR/IVDR 2017/745 Annex 1 GSPR No. 1 states that devices must be ‘compatible with a high level of protection of health and safety, taking into account the generally acknowledged state of the art’. If an individual risk is not outweighed by the benefits directly related to that risk, then it is difficult to argue that risk is compatible with a high level of protection. I have referenced the EU MDR/IVDR 2017/745 above throughout; it is important to note that the above applies equally to the EU IVDR 2017/746.
CEN’s Opinion on Benefit-Risk Analysis for Individual Risks Should be Revealed Shortly:
Finally, it will be interesting to see the opinion of CEN on this question which we should learn shortly when EN ISO 14971:2019 is republished in the coming month(s) with Z Annexes (outlining the relationship between the ISO 14971:2019 and the MDR/IVDR)
Share your thoughts on Benefit-Risk Analysis for Individual Risks under MDR/IVDR:
Like all documents, the Medical Devices Regulation is open to interpretation. If you are a Medical Device manufacturer, what is your view and what approach does your company intend to take on this question? Also, if any readers are members of a Notified Body, we would welcome your views on this subject because, as we know, it will be the Notified Bodies who will be asked to adjudicate on the acceptability of Benefit-Risk analysis documents. You can follow the Northridge Quality and Validation LinkedIn Company page for more updates.
ISO 14971:2019 Training Course Information
Northridge Quality & Validation and our training partners, SQT Training are running a comprehensive training course on ISO 14971:2019. Note: This course will be delivered via a Virtual Classroom (not in person) See the infographic below for more information on this virtual course. Course Title: Quality Risk Management and ISO 14971:2019 Course Content: The course will cover the principles and practices of Risk Management and the actions that Medical Device Manufacturers need to do to comply with ISO 14971:2019 and the Medical Devices
You can follow the Northridge Quality and Validation LinkedIn Company page for more updates.
ISO 14971:2019 Training Course Information
Northridge Quality & Validation and our training partners, SQT Training are running a comprehensive training course on ISO 14971:2019. Note: This course will be delivered via a Virtual Classroom (not in person)
See the infographic below for more information on this virtual course.
Course Title: Quality Risk Management and ISO 14971:2019
Course Content: The course will cover the principles and practices of Risk Management and the actions that Medical Device Manufacturers need to do to comply with ISO 14971:2019 and the Medical Devices Regulations.
Course Date and Booking: See details and book the course here.
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About the Author – John Lafferty
John Lafferty is the owner of the Northridge Quality & Validation which provides consultancy to the Medical Device industry.
Specialities His specialities include Software Validation, MDSAP, ISO 13485, ISO 14971 and MDR. John is the holder of a Degree in Manufacturing Technology, Certificate in Training & Continuing Education, Certificate in Quality Management.
Experience He has over 25 years’ experience in the medical device and pharmaceutical industry. He was a Senior Manager of a multinational Medical Devices plant where he managed the Quality, Regulatory, Environmental and Health & Safety Management Systems. He has successfully completed numerous consultancy projects with medical device manufacturers in Ireland and throughout Europe. SQT Training Tutor John is also a Life Sciences Tutor with SQT Training